论文总字数：24934字

摘 要

随着经济全球化和知识型社会的逐步确立，创新的过程越来越复杂，加大了技术创新的难度和风险，企业各个方面的创新对外部环境的依赖程度也越来越高，客观上要求不同组织之间的联系日益紧密。调查表明，中国企业技术创新的技术源30%来自内部，70%来自各种专业研发机构，创新网络化的趋势对企业（尤其是科技型小微企业）的创新过程有重要的影响。嵌入性创新网络作为新的组织形式，得到越来越多的关注。

科技型小微企业是技术创新的重要组成部分，是创新驱动的主要力量，提高其技术创新绩效，对促进区域创新总体水平具有重大意义。但是，科技型小微企业由于自身规模、资金、管理水平的限制，创新绩效的提升与发展受到制约，因此，通过嵌入于创新网络中，共享网络平台的资源和信息，对互补性知识进行整合，对于提升其创新绩效具有明显的作用。

前人关于科技型小微企业的研究还很少，其中大多数只关注科技型小微企业的现状与融资问题，且集中于案例研究，缺少相应的实证研究;而且，对于创新网络的研究，主要集中在内涵、结构等，还没有形成统一的思想；本文借鉴嵌入性相关理论等，以嵌入性创新网络为自变量，网络能力为中介变量，创新绩效为因变量，提出本文的研究假设，构建本文的理论模型。

首先，本文运用文献研究的方法，查阅国内外相关文献，进行文献梳理，吸收其中有价值的观点和研究视角，在此基础上，初步形成本文的研究框架；其次，运用问卷调查的方法，收集相关的问卷条目，形成本研究的调查问卷，并通过各种途径发放问卷，收集一手数据；然后，运用SPSS软件对数据进行处理，验证本文的假设；最后，根据数据处理、分析的结果，得出本文的结论。

通过本文的实证研究，主要得出以下相关结论：一是，嵌入性创新网络的稳定性有利于科技型小微企业创新绩效的提升；二是，嵌入性创新网络强度越大，科技型小微企业网络能力越强；三是，科技型小微企业网络能力越强，其创新绩效提升越明显；四是，科技型小微企业网络能力能够促进嵌入性创新网络对其创新绩效的提高作用。虽然有部分假设未经证实，但是，已经证实的假设与前人的相关研究是一致的，说明科技型小微企业可以通过嵌入于创新网络中，并发挥对网络的维护和管理，可以有效提升其创新绩效。

关键词：嵌入性创新网络 科技型小微企业 网络能力 创新绩效

Effect of embedded innovation network on high-tech small and micro enterprise innovation performance

Abstract

With the gradual establishment of economic globalization and knowledge-based society, innovation process is being more and more complex, The difficulty and risks of technological innovation is increasing, all aspects innovation in business has been more independent of external environment have become more sophisticated, objectively, different organizations are required to be closer. The survey shows that 30% of Chinese enterprises' technological innovation is from the internal source, 70% comes from a variety of professional R amp; D institutions, The trend of innovative network has important influence on the innovation process in enterprises (especially high-tech small and micro enterprises) . As a new form of organization, Embedding innovation network has achieved more attention.

High-tech small and micro enterprises is important part of technological innovation, it is the main driving force of innovation, it is of great significance to improve the innovation performance, especially for promoting the overall level of regional innovation. However, due to limitations of high-tech small and micro enterprises’ scale, capital, management level, the development of innovation performance is restricted, therefore, embedding in innovation networks, sharing resources and information, integrating complementary knowledge has a significant influence on innovation performance.

Previous studies on high-tech small and micro enterprises is still little, only concerned with condition and financial issues, and focus on case studies, lack of appropriate empirical research; the innovation network research of scholars mainly about concept, structure, etc., there is no unified thinking. Based on the reference of embeddedness related theories, this study select the network strength and network stability as independent variables, network capacity as Mediator, innovation performance as the dependent variable, then put forward the hypothesis in this paper and construct theory model.

First, this paper use the method of reading relevant literature of home and abroad, absorb valuable ideas and perspective, based on this, preliminary research framework formed; secondly, this paper use the method of questionnaire research through various channels to collect first-hand data; then use SPSS software for data collection process, analyze, test hypotheses of the model of this paper; finally, according to the results of data analysis, draw conclusions and analyze conclusion.

Through empirical study, the paper draws the following conclusions: First, the stability of embedded innovation networks helps to enhance scientific and technological innovation performance of small and micro enterprises; secondly, the greater the intensity of embedding innovation networks, high-tech small and micro enterprise network capability the stronger; Third, the stronger the high-tech small and micro enterprise network capability, the more obvious its innovative performance improvement; Fourth, high-tech small and micro enterprise networking capabilities to promote the relationship between the innovation network and innovation performance. Although some unproven assumptions, however, research has confirmed previous assumptions and is consistent, indicating that high-tech small and micro enterprises can be embedded in the innovation network, and play network maintenance and management, can effectively enhance the its innovation performance.

Keywords: embedded network; High-tech small and micro enterprises; network capabilities; Innovation Performance

目 录

摘要 I

ABSTRACT III

目 录 V

第一章 绪论 1

1.1研究背景 1

1.2研究目的与意义 1

1.2.1研究目的 1

1.2.2研究意义 2

1.3研究内容 2

1.4研究方法与思路 2

1.4.1研究方法 2

1.4.2研究思路 3

1.5研究框架 3

1.6主要创新点 5

第二章 文献综述 6

2.1科技型小微企业理论综述 6

2.2嵌入性理论综述 7

2.3创新网络理论综述 8

2.4网络能力理论综述 10

2.5创新绩效理论综述 11

2.6本章小结 11

第三章 研究假设与研究模型 12

3.1研究假设 12

3.2研究假设汇总与理论模型 13

3.2.1研究假设汇总 13

3.2.2基本理论模型 14

3.3本章小结 14

第四章 研究设计 15

4.1问卷设计 15

4.2变量选取 15

4.2.1嵌入性创新网络的测量 15

4.2.2网络能力的测量 15

4.2.3创新绩效的测量 16

4.2.4控制变量 16

4.3研究方法 16

4.4本章小结 17

第五章 数据处理与假设检验 18

5.1数据来源与收集 18

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